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SEBI ACTIVITIES

Discuss SEBI ACTIVITIES within the Financial Management ( FM ) forums, part of the Resolve Your Query - Get Help and discuss Projects category; UNDER INTERNAL ADMINISTRATIVE ARRANGEMENTS, SEBI HAS DIVIDED ITS ACTIVITIES INTO VARIOUS OPERATIONAL DEPARTMENTS: PRIMARY MARKET DEPARTMENT This Department looks after ...

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Sunanda K. Chavan
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SEBI ACTIVITIES - September 20th, 2010

UNDER INTERNAL ADMINISTRATIVE ARRANGEMENTS, SEBI HAS DIVIDED ITS
ACTIVITIES INTO VARIOUS OPERATIONAL DEPARTMENTS:

PRIMARY MARKET DEPARTMENT

This Department looks after all policy matters and regulatory issues concerning primary market and the intermediaries. This Department also looks after matters relating to the formation and working of Self-Regulatory Organizations (SRO). This Department is also responsible for redressed of investor grievances.


ISSUE MANAGEMENT AND INTERMEDIARIES DEPARTMENT

This Department looks after filing and registration of offer documents. This department was earlier responsible for vetting offer documents. This Department is also responsible for registration and monitoring of issue related intermediaries.

SECONDARY MARKET DEPARTMENT.

One wing of this department looks after all the policy and regulatory issues and operations of the secondary market. It is also responsible for new investment products, market surveillance, insider trading, registration of brokers and administration of major stock exchanges.

The other wing looks after inspection of exchanges and regulation of non-market intermediaries like sub-brokers. It also oversees the functioning of smaller stock exchanges.
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Business Education
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Re: SEBI ACTIVITIES - July 2nd, 2015

This are some acts related to SEBI


Home | Legal Framework | Acts
Search (Please select relevant year / month to view documents.)
Aug 22, 2014 Securities Laws (Amendment) Act, 2014
Mar 28, 2014 The Securities Laws (Amendment) Ordinance, 2014
Oct 03, 2013 Notification under section 16 and 28 of Securities Contracts (Regulation) Act, 1956
Sep 16, 2013 The Securities Laws (Amendment) Second Ordinance, 2013
Sep 13, 2013 The Securities and Exchange Board of India (Amendment) Act, 2013
Jul 18, 2013 The Securities Laws (Amendment) Ordinance, 2013
Sep 20, 1995 The Depositories Act, 1996 [As amended by the Securities Laws(Amendment) Act, 2014]
Jan 30, 1992 Securities and Exchange Board of India Act, 1992 [As amended by the Securities Laws(Amendment) Act, 2014]
Feb 16, 1957 The Securities Contracts (Regulation) Act, 1956 [As amended by the Securities Laws(Amendment) Act, 2014]
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Rose Marry
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Re: SEBI ACTIVITIES - April 21st, 2016

Quote:
Originally Posted by sunandaC View Post
UNDER INTERNAL ADMINISTRATIVE ARRANGEMENTS, SEBI HAS DIVIDED ITS
ACTIVITIES INTO VARIOUS OPERATIONAL DEPARTMENTS:

PRIMARY MARKET DEPARTMENT

This Department looks after all policy matters and regulatory issues concerning primary market and the intermediaries. This Department also looks after matters relating to the formation and working of Self-Regulatory Organizations (SRO). This Department is also responsible for redressed of investor grievances.


ISSUE MANAGEMENT AND INTERMEDIARIES DEPARTMENT

This Department looks after filing and registration of offer documents. This department was earlier responsible for vetting offer documents. This Department is also responsible for registration and monitoring of issue related intermediaries.

SECONDARY MARKET DEPARTMENT.

One wing of this department looks after all the policy and regulatory issues and operations of the secondary market. It is also responsible for new investment products, market surveillance, insider trading, registration of brokers and administration of major stock exchanges.

The other wing looks after inspection of exchanges and regulation of non-market intermediaries like sub-brokers. It also oversees the functioning of smaller stock exchanges.
Hey friend,

Here I am up-loading Study on Current Activities of SEBI, please check attachment below.
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File Type: pdf Study on Current Activities of SEBI.pdf (167.4 KB, 0 views)
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